3 FAM 3240
REPRESENTATION ALLOWANCES
(CT:PER-924; 09-21-2018)
(Office of Origin: HR/ER/WLD)
3 FAM 3241 GENERAL INFORMATION
3 FAM 3241.1 Purpose of
Representation Allowances
(CT:PER-924; 09-21-2018)
(Uniform State/USAGM/Commerce/ Foreign Service Corp-USDA)
(Applies to Foreign Service Employees Only)
a. The purpose of representation allowances is to
enable the Department and the Foreign Service to provide for the proper
representation of the United States, thus furthering foreign policy
objectives. This is the only reason for the availability of such funds and the
only criterion for their use.
b. Representation funds do not accrue to any officer or
employee solely by virtue of rank, title, or position. Rather, they are
available for expenses incurred on behalf of the U.S. Government. They are not
meant to take care of normal social obligations as members of the community.
Entitlement to the use of a specified amount of such funds is granted to
individual officers or employees on an ad hoc basis.
3 FAM 3241.2 Authority
(CT:PER-924; 09-21-2018)
(Uniform State/USAGM/Commerce/ Foreign Service Corp-USDA)
(Applies to Foreign Service Employees Only)
a. The legal and regulatory authority is Section 905
of the Foreign Service Act of 1980, as amended (22 U.S.C. 4085).
b. Related regulations: Department of State
Standardized Regulations (DSSR) 300.
c. For USAID, see ADS 610, Use of Entertainment
Account, Representation Allowances and Program and Operating Expense Funds for
Entertainment.
3 FAM 3241.3 Guidelines for
Representation Allowances
(CT:PER-924; 09-21-2018)
(Uniform State/USAGM/Commerce/Foreign Service Corp-USDA)
(Applies to Foreign Service and Civil Service Employees)
The guidelines for representation allowances are as
follows:
(1) Expenditures for tangible gifts normally do not
fulfill the single purpose of the representation allowance which is to enable
the Department and the Foreign Service to pay for the proper representation of
the United States and its interests and to further U.S. interests abroad; and
(2) Expenditures for tickets or admission to unhosted
events normally are a poor use of representation funds, and while not
prohibited, are considered allowable only in those instances where the highest
levels of host-country officials are present and the attending employee has the
necessity and opportunity to fulfill the purpose of the representation
allowance. For example, expenses for attending fund-raising dinners, concerts,
balls, or other strictly social functions normally do not meet the criterion
for the representation allowance and typically are prohibited.
3 FAM 3242 PHILOSOPHY
(CT:PER-924; 09-21-2018)
(Uniform State/USAGM/Commerce/Foreign Service Corp-USDA)
(Applies to Foreign Service and Civil Service Employees)
a. A great deal of work that could be called
representation involves little or no expenditure of money. Further, lavish
expenditures are questionable in most circumstances. The wealth of the United
States as a nation must not be flaunted and requires a certain restraint,
coupled with the standard of good taste, upon our official representation
abroad.
b. Many of the more formal or ceremonial aspects
associated with the conduct of foreign relations can be simplified without
surrendering those elements of tradition worth preserving. Representatives of
the United States must try to reduce any emphasis given to purely ceremonial or
formal observances.
3 FAM 3243 PROHIBITIONS
3 FAM 3243.1 Expenditures
Prohibited by Law
(CT:PER-924; 09-21-2018)
(Uniform State/USAGM/Commerce/Foreign Service Corp-USDA)
(Applies to Foreign Service and Civil Service Employees)
Department of State Standardized Regulations (DSSR) 330
contains a list of expenditures that are prohibited by law. Authorizing
officers must be familiar with that list, and will consult it before approving
expenditures for representational purposes.
3 FAM 3243.2 Who to Contact for
Interpretation of Legal Prohibitions
(CT:PER-924; 09-21-2018)
(Uniform State/USAGM/Commerce/Foreign Service Corp-USDA)
(Applies to Foreign Service and Civil Service Employees)
In cases of doubt, authorizing officers must contact the
Bureau of the Comptroller and Global Financial Services (CGFS) and the Office of
the Assistant Legal Adviser for Management (L/LM) for further guidance.
3 FAM 3244 RESPONSIBILITY
3 FAM 3244.1 Chief of Mission
(CT:PER-924; 09-21-2018)
(Uniform State/USAGM/Commerce/Foreign Service Corp-USDA)
(Applies to Foreign Service and Civil Service Employees)
a. Each chief of mission has the responsibility to
grant representation funds to officers and employees and must determine the
mechanics of granting representation funds to fit conditions peculiar to the
post.
b. Authority to approve such expenditures is delegated,
within the limits of funds made available, to the chief of mission. Each
approval will involve a decision on the part of the chief of mission to use a
specified amount of money, in a particular instance, in a certain manner, in
order to accomplish a specific objective.
c. Representation funds made available to a mission
may be used at the discretion of the chief of mission for any expenditure not
specifically prohibited by law or regulation. However, the chief of mission
must take into consideration and attempt to abide by not only the letter, but
also the spirit, of the applicable laws and regulations.
3 FAM 3244.2 Delegation of
Authority
(CT:PER-924; 09-21-2018)
(Uniform State/USAGM/Commerce/Foreign Service Corp-USDA)
(Applies to Foreign Service and Civil Service Employees)
a. At small diplomatic missions, it may, indeed, be
possible for the chief of mission personally to approve individual
expenditures.
b. At large posts, this may be impossible, and it may
be necessary to delegate authority for preparing a representation program to a
senior subordinate or a group of senior subordinates.
c. In any event, the Department assumes that any
voucher properly certified at the post for payment of representation expenses
has met the implicit, if not explicit, approval of the chief of mission.
3 FAM 3244.3 Foreign Affairs
Agencies Guidelines for Granting Representation Allowances
(CT:PER-924; 09-21-2018)
(Uniform State/USAGM/Commerce/ Foreign Service Corp-USDA)
(Applies to Foreign Service Employees Only)
Department of State, USAGM,
Commerce, and Agriculture will follow the principles outlined in this section
in granting representation allowances allotted for use by employees of their
agencies assigned to posts in foreign areas. See chart below for further
information.
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FOREIGN AFFAIRS AGENCY
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REFERENCE
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State
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3 FAM 3240
and DSSR 320 and 330.
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USAID
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ADS 610
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Commerce
|
Access to hospitality funds, which are covered under
Department of Commerce regulations.
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Agriculture (USDA)
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2 FASR 51
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3 FAM 3245 ALLOWABLE EXPENDITURES
(CT:PER-924; 09-21-2018)
(Uniform State/USAGM/Commerce/ Foreign Service Corp-USDA)
(Applies to Foreign Service Employees Only)
Entertainment as an allowable expense includes hosted
parties, dinners, lunches, breakfasts, sports, or cultural events. It must be
clearly demonstrated that the purpose is to directly promote U.S. foreign
policy interests; that the expenditure is not for personal recreation; and that
the expenditure is not prohibited by these regulations or DSSR 320 and 330.
3 FAM 3245.1 Related
Representation Expenses that are Prohibited
(CT:PER-924; 09-21-2018)
(Uniform State/USAGM/Commerce/ Foreign Service Corp-USDA)
(Applies to Foreign Service Employees Only)
a. Tangible gifts, including admissions to unhosted
events, to any U.S. executive, legislative, or judicial branch employee are
prohibited.
b. Funds cannot be spent solely for the benefit of U.S.
Government executive branch organizations or entities (e.g., U.S. Marine
guards, American schools, recreation associations, or other groups).
Expenditures that encompass or indirectly benefit any such group must further
U.S. foreign policy interests and be an allowable expenditure not otherwise
prohibited by these regulations or DSSR 320 and 330.
3 FAM 3246 PLANNING AND CONTROL AT
POST
3 FAM 3246.1 Basic Guidelines
(CT:PER-924; 09-21-2018)
(Uniform State/USAGM/Commerce/Foreign Service Corp-USDA)
(Applies to Foreign Service and Civil Service Employees)
The basic guideline that the post must follow to provide
effective use of representation funds entails:
(1) A defined policy (i.e., a determination on the
part of the chief of mission of the specific objectives to be pursued);
(2) A planned program (i.e., the careful weighing of
alternatives to arrive at a program best suited to accomplish the policy
objectives as established in mission goals and work plans);
(3) An allocation of funds (i.e., the assignment of
responsibility for implementing the program to individual officers or
employees); and
(4) A continuing review of representation activities
to ensure effective utilization of available funds.
3 FAM 3246.2 Post Usage of
Representation Funds
(CT:PER-924; 09-21-2018)
(Uniform State/USAGM/Commerce/Foreign Service Corp-USDA)
(Applies to Foreign Service and Civil Service Employees)
The ability to make effective use of limited resources is
an art that usually must be learned. Thus, it is incumbent upon senior
officers, including the chief of mission, to give guidance to those less
experienced in the proper use of representation funds. In general:
(1) The U.S. presence, official and private, must be
less than half the total guest list;
(2) Smaller events are preferable to large ones;
(3) New contacts must be developed, but funds may also
be used to deepen existing ones for business purposes, not personal
relationships;
(4) Local custom must largely be respected in holding
representation events in or out of the home;
(5) Meetings:
(a) Representation funds may be used to pay for
attendance at professional meetings, including associated meal costs, which are
considered reasonable and customary expenses of such meetings, when a
determination is made by the chief of mission or designated representative that
an association or professional meeting be attended for representational
purposes (e.g., Departmental functions which are of primary benefit to the U.S.
Government). For additional information on associated meal cost and coverage,
see 4 FAM 448.2;
and
(b) Funds may not be used to pay for meals at
professional meetings (consular, commercial, or other associations) when the
primary benefit is to the employee; and
(6) Membership fees:
(a) Representational funds may not be used to pay
membership fees or dues in any society, club, or association under any
conditions (see 4
FAM 448.2 for funding membership fees, meetings, or dues with Diplomatic
and Consular Program (D&CP) funds. The intent of this authorization is to
defray employees costs of association with professional groups when the direct
benefit to the U. S. Government is access to information and activities of
those groups, and the forum those groups provide for the expression of U. S.
interests by the employee or member as opposed to a primary benefit to the
individual employee); and
(b) U. S. Government payment or reimbursement of
membership in social, sporting, or similar organizations is never appropriate.
This regulation, therefore, does not authorize membership in country clubs,
golf clubs, swimming clubs, hiking clubs, biking clubs, yacht clubs, etc.
3 FAM 3246.3 Prescribed
Limitations Relating to Representation Allowance
(CT:PER-924; 09-21-2018)
(Uniform State/USAGM/Commerce/Foreign Service Corp-USDA)
(Applies to Foreign Service and Civil Service Employees)
a. In the interest of discouraging ostentation, the
chief of mission must establish dollar limits for the various types of approved
representation activities.
b. Since representation relationships are established
and maintained primarily with host-country officials and private citizens,
guest lists for representation events must reflect minimum guest-ratio
guidelines set by the chief of mission for each type of representation function
(rarely more than 50 percent U. S. Government executive branch employees) to
ensure that representative cross sections are invited.
3 FAM 3246.3-1 Limitations of
Advance Purchases
(CT:PER-924; 09-21-2018)
(Uniform State/USAGM/Commerce/Foreign Service Corp-USDA)
(Applies to Foreign Service and Civil Service Employees)
At the discretion of the chief of mission or his or her designee,
purchases of representation supplies in advance of a function must be limited
to the type and quantity necessary due to circumstances at post. Each post
must develop written guidelines to cover the specific situations where advance
purchases are authorized.
3 FAM 3246.3-2 Types of Advance
Purchases That Are Permitted
(TL:PER-487; 10-31-2003)
(State Only)
(Applies to Foreign Service and Civil Service Employees)
Representation-funds reimbursement or payment, except for
invitation cards and American wine, is permitted only event-by-event on the
basis of guest (recipient) lists.
3 FAM 3246.3-3 Purchases for
Future Events
(CT:PER-924; 09-21-2018)
(Uniform State/USAGM/Commerce/Foreign Service Corp-USDA)
(Applies to Foreign Service and Civil Service Employees)
Bulk purchases to cover several future representation
events, even though practical and economical, except for invitation cards and
American wine, must be financed by the host or other officer and reimbursed
only on an event-by-event basis. However, if a preliminary guest list for a
July 4 reception is prepared, for example in April, the financial management
officer may start making payments for supplies for that event in April to the
extent there is a bona fide need for such early procurement and if the
requirements for the event are reasonably specific and foreseeable.
3 FAM 3246.3-4 Excess Supplies
(CT:PER-924; 09-21-2018)
(Uniform State/USAGM/Commerce/Foreign Service Corp-USDA)
(Applies to Foreign Service and Civil Service Employees)
If such supplies are not fully consumed because of reduced
attendance or other circumstances, the post must maintain an accounting of
excess supplies and document their use, usually for subsequent specific
representation events.
3 FAM 3246.3-5 Procurement of
Invitation Cards and American Wine
(CT:PER-924; 09-21-2018)
(Uniform State/USAGM/Commerce/Foreign Service Corp-USDA)
(Applies to Foreign Service and Civil Service Employees)
Reasonable amounts of invitation cards and American wine
(not to exceed a years supply): A prior years usage must be used as a
benchmark and this amount may be procured and paid for or reimbursed as a bulk
purchase in lieu of buying new cards or American wine for each representational
event.
3 FAM 3246.3-6 Purchase and
Shipment of American Wine
(CT:PER-924; 09-21-2018)
(Uniform State/USAGM/Commerce/Foreign Service Corp-USDA)
(Applies to Foreign Service and Civil Service Employees)
a. American wine, if purchased in bulk from official
funds, must be under inventory control of the accountable property officer, and
must be accounted for (as a nonreimbursement item) on representation vouchers.
b. In no case, however, is the post authorized to use
excess year-end funds to purchase wine, invitations, or other representation
supplies and materials that are not a bona fide need of that fiscal year.
c. Employees assigned to post with a consumables
allowance may use a part of their allowance for the personal purchase and
shipment of American wines for both personal and representational use.
3 FAM 3247.1 Instructions for
Representation Expenditures
(TL:PER-487; 10-31-2003)
(State only)
(Applies to Foreign Service and Civil Service Employees)
Instructions for vouchering, certifying, payment, and
accounting for representation expenditures are found in 4 FAM 430.
3 FAM 3247.2 Representation
Appropriation Requests
(CT:PER-629; 11-09-2010)
(State Only)
(Applies to Foreign Service and Civil Service Employees)
States representation appropriation requests are stated
in terms of four basic purposes of expenditures as follows:
(1) Promotion of U.S. national interests;
(2) Protection of U.S. citizens interests;
(3) Promotion of economic activities; and
(4) Commemorative and ceremonial requirements.
When approving representation activities, the chief of
mission must indicate which of the above purposes most accurately describes the
activity. This purpose will be cited on the payment voucher.
3 FAM 3248 REQUEST FOR INCREASES
3 FAM 3248.1 Request for
Additional Funds
(TL:PER-487; 10-31-2003)
(State Only)
(Applies to Foreign Service and Civil Service Employees)
If, in the opinion of the chief of mission, the lack of
additional funds would seriously hamper the effectiveness of the mission, a
request for additional funds may be made by cable.
3 FAM 3248.2 Information Needed to
Request Additional Funds
(TL:PER-487; 10-31-2003)
(State Only)
(Applies to Foreign Service and Civil Service Employees)
The following information is needed to request additional
funds:
(1) A complete justification, including an indication
of what effect the lack of such funds will have on the posts substantive
operations; and
(2) An explanation why the funds already allotted
could not be reprogrammed to meet the exigency.
3 FAM 3248.3 Where to Send
Requests for Additional Representation Funds
(CT:PER-629; 11-09-2010)
(State Only)
(Applies to Foreign Service and Civil Service Employees)
Department of State personnel must send their requests for
additional representation funds to the pertinent regional bureau executive
director in the Department.
3 FAM 3249 REPRESENTATION ALLOWANCES
FOR FAMILY MEMBERS AND FOREIGN SERVICE NATIONAL EMPLOYEES
(CT:PER-924; 09-21-2018)
(Uniform State/USAGM/Commerce/ Foreign Service Corp-USDA)
(Applies to Foreign Service Employees Only)
a. Section 905 of the Foreign Service Act of 1980 (22
U.S.C. 4085) authorizes representational allowances for family members acting
with or on behalf of employees whose official positions entail responsibility
for establishing and maintaining relationships of value to the United States in
foreign countries.
b. In addition, on an exceptional basis, Foreign
Service national employees may be permitted such payments, where deemed
appropriate, and with the approval of the head of agency or agency designee,
and consistent with guidelines on representation established by the chief of
mission. Refer to DSSR 310.