7 FAM 1070
REPRESENTATION OF INTERESTS OF THE UNITED STATES BY THIRD
POWERS
(CT:CON-804; 04-30-2018)
(Office of Origin: CA/OCS)
7 FAM 1071 ARRANGING FOR
REPRESENTATION
7 FAM 1071.1 Customary Procedure
(CT:CON-138; 05-17-2006)
a. When the United States decides to withdraw its
representation from a country, the Department may request a friendly third
country to take over the protection of U.S. interests.
b. The Department normally sends a request through the U.S. mission in the third country, either shortly before or immediately after a break in
relations.
c. The Department, upon receiving the assent of the
protecting power, sends appropriate instructions to the officers concerned,
through the Departments channels, if possible, or through the facilities of
the protecting power.
7 FAM 1071.2 Direct Request to
Protecting Power by Post
(CT:CON-138; 05-17-2006)
a. The Department permits posts to surrender the
protection of U.S. interests to a representative of a third country without
prior instruction from the Department only in extreme emergencies.
b. If time does not permit the receipt of instructions
from the Department, a post may surrender provisionally the protection of U.S. interests to any agreeable representative of a third power in accordance with the
provision of similar action in regard to foreign interests.
c. Otherwise, post may not conduct preliminary
discussions regarding protection possibilities, except upon specific
authorization of the Department.
7 FAM 1071.3 Responsibility of
Principal Officer for Official Property
(CT:CON-138; 05-17-2006)
The principal officer is responsible for making all
arrangements with the representative of the protecting power for transferring
custody of U.S. government real and personal property, whether in the custody
of the Department or other Federal agencies.
7 FAM 1071.4 Preparations for
Relinquishment of U.S. Interests
(CT:CON-449; 03-25-2013)
a. The posts Emergency Action Plan is a source of
detailed procedural guidance when withdrawal of U.S. representation occurs in
the context of an emergency situation. General Department guidance concerning
the preparation of the Emergency Action Plan and related policies is located
throughout 12 FAH-1. Suspension of operations is covered most specifically in
12 FAH-1, Annex K, Addendum 2. Emergency Evacuation Fiscal Policy is addressed
at 4 FAM 830.
b. The relinquishment of U.S. interests to a third
country raises additional considerations. When the principal officer
anticipates possible withdrawal of U.S. representation, he or she should try to
have the affairs of the office in suitable shape for an orderly relinquishment
to the representative of the protecting power as follows:
(1) Terminate leases for rented government quarters
whenever it is possible to obtain suitable space elsewhere for the storage of
furniture, furnishings, equipment and archives housed therein.
(2) Turn over intact to the protecting power real
property owned by the U.S. government, including the furniture, furnishings,
and equipment housed therein. Consult the Department for additional guidance.
Real property questions should be directed to Overseas Building Operations
(OBO).
(3) Store the personal furniture and belongings of
official U.S. staff in U.S. government-owned or leased quarters, at the owners
risk.
(4) U.S. personnel should deliver to the office or
officers designated by the principal officer for such purpose information in
writing concerning arrangements for liquidation of their personal affairs,
including an inventory and instructions as to the disposition of property and other
belongings left behind, time permitting. The officer or officers so designated
is responsible for delivery of this information to the representative of the
protecting power.
(5) Prepare inventories of Government-owned real and
personal property turned over to the protecting power (including privately
owned property left behind) and attach the inventory to the formal diplomatic
instrument or protocol (process verbale) (known as a protocol de remise) at the
time of transfer. For general guidance on diplomatic communications see 5 FAH-1 H-600
discussion of preparation of diplomatic notes. (See 11 FAM 730
regarding bilateral agreements). CA/OCS/L can provide examples of the protocol
de remise (Ask-OCS-L@state.gov). This instrument will be cleared by CA/OCS/L,
the Office of the Legal Adviser, and the regional bureau.
(6). Deliver any surplus funds on hand (including bank
accounts) that may be used for the protection of the interests of the U.S.
government to the representative of the protecting power in return for a
receipt. Before surrendering funds to the protecting power, if the protection
arrangement permits, record all local trust fund deposits in the accounts of
the disbursing officer or the cashier accounting records, and attach the
supporting individual deposit records showing the purpose of the deposits.
(7) Prepare memorandums to assist the protecting power
in effectively continuing the protection of property.
(8) Destroy all sensitive items of property designated
for destruction, in accordance with posts Emergency Action Plan and guidance
summarized at 12 FAH -1 Annex E. Posts must not delegate the responsibility
for destruction of property of any kind to the protecting power.
(9) If possible prior to departure, terminate in
writing such services as telephone, electric, and gas services which are not
required in connection with the protection of U.S. interests and leave copies
of such letters with the protecting power.
(10) Give a list of the names and addresses of all U.S. nationals remaining in the area to the representative of the protecting power.
(11) Terminate effective on or before the date of
relinquishment of U.S. interests the employment of all local employees.
(12) Make end of service payments for separated Locally
Employed Staff in accordance with the Local Compensation Plan and existing
regulations, regardless of whether the employees will be hired by the
protecting power. End of service benefits may include but are not limited to
separation notice or payment in lieu, final salary, lump sum payment for unused
annual leave, and severance.
(13) Handle the retirement paperwork on Locally
Employed Staff who are under the U.S. Civil Service Retirement System as
follows:
(a) Employees who meet the age and length-of-service
requirements may retire on immediate annuities.
(b) Employees who are not eligible for immediate
annuities may leave their contributions in the system and receive deferred
annuities or withdraw their Civil Service retirement contributions.
(14) Terminate local insurance contracts such as those
for locally employed staff (LE staff) medical insurance, life insurance, and
local retirement benefits.
7 FAM 1071.5 Consular Services the
Protecting Power may Provide
(CT:CON-449; 03-25-2013)
a. The Department may request the protecting power to
perform some or all of the following services for U.S. citizens who may remain
or travel to the protected country following U.S. withdrawal. This is not an
exhaustive list.
(1). Protection and assistance within the limits
defined by the Vienna Convention on Consular Relations (VCCR), when the
Department of State requests.
(2). Financial assistance to destitute or injured U.S. citizens/nationals.
(3). Reporting of deaths of U.S. citizens and acting as
conservator of the assets of their estates.
(4). Accepting applications for U.S. passports and
Reports of Birth, under certain conditions, and forwarding them for U.S.
embassy approval through the protecting powers Ministry of Foreign Affairs.
(5) Reporting on the welfare and whereabouts of U.S. citizens, including disaster reporting..
(6) Reporting on the number of U.S. citizens registered with the protecting power. (The U.S. Embassy in the capital of
the protecting power will submit this as an F-77 Report).
(7) Performing notarial services for documents to be
used in the United States and collecting applicable fees, provided it does not
violate U.S. trade or economic sanctions pursuant to regulations that prohibit
notarials, promulgated in accordance with the Trading With the Enemy Act (TWEA)
(50 U.S.C. App.) and the International Emergency Economic Powers Act (IEEPA)
(50 U.S.C. 1701). . See 7 FAM 834 and
the homepage for the U.S. Office of Foreign Assets Control (OFAC). (CA/OCS/L
will provide specific guidance on this subject (Ask-OCS-L@state.gov), in
consultation with the Office of the Legal Adviser and OFAC.)
(8) Effecting service of process in civil proceedings
before U.S. courts when authorized by CA/OCS/L, L/CA and L/DL. These instances
relate primarily to matters under the Foreign Sovereign Immunities Act (FSIA)
(28 U.S.C. 1608; 22 CFR 93; 7 FAM 900).
Note: As in all protecting power functions,
provision of services is based on the terms of the particular agreement. The U.S.
Swedish Protecting Power Agreement does not include this function.
(9) Issuing transportation letters when the Department
authorizes.
(10) Distributing U.S. federal benefits to
beneficiaries in the protected country.
(11) Assisting U.S. seamen and U.S. vessels.
b. The Department does not generally ask a protecting
power either to perform visa services or to accept for deposit the personal
property of private U.S. citizens other than those who are deceased. (See 7 FAM 620).
c. There are nevertheless responsibilities that
personnel whom the protecting power employs cannot perform. Responsibilities,
such as the acceptance of certain first-time adult U.S. passport applications
or approval of any passport applications, require the intervention of other
posts. U.S. law specifies who may perform these functions. (See 7 FAM 014).
7 FAM 1072 MEMORANDUM OF TRANSFER OF
REPRESENTATION
(CT:CON-407; 06-29-2012)
At the time of relinquishment of U.S. interests, the
responsible U.S. officer should prepare a formal Protocol De Remise in
accordance with specific guidance provided by the Department CA/OCS/L will
prepare the cable instruction with clearance from CA/OCS/ACS, CA/EX, L/CA, L/DL
and the Regional Bureau.
7 FAM 1073 CHANNEL OF COMMUNICATION
(CT:CON-138; 05-17-2006)
a. Following the relinquishment of U.S.
interests to a protecting power, the Department, in conjunction with the
foreign ministry concerned, will normally arrange the official channel of
communication for all matters relating to U.S. interests as follows:
(1) From the Department to the U.S. diplomatic mission accredited to the protecting power;
(2) U.S. diplomatic mission to the protecting power to
the protecting powers foreign ministry;
(3) Protecting powers ministry to the representatives
of the protecting power in the country where protection takes place.
b. Reverse transmission of communications normally will
follow the reverse order of relinquishment of U.S. interests.
c. The protecting powers representatives in charge of
U.S. interests do not become officials of the United States. They report to
and receive instructions from their own government only.
7 FAM 1074 PERSONNEL EMPLOYED BY THE
PROTECTING POWER FOR U.S. INTERESTS WORK
7 FAM 1074.1 Hiring of Local
Employees by Protecting Power
(CT:CON-138; 05-17-2006)
a. The Department will normally request that the
protecting power hire on a temporary basis those local employees whose services
the Department needs for the packing and shipping of the effects of U.S.
citizen personnel and on an indefinite basis those local employees who are
needed to protect other U.S. interests.
b. In addition, the principal officer may wish to
request the protecting power to hire certain other key senior local personnel
if it would be desirable to have such trained personnel available at such time
as full or partial relations are resumed.
c. The Department (appropriate regional bureau)
reviews periodically whether or not to continue such arrangements for key local
personnel.
d. In any event, the final responsibility for
employment of any recommended local personnel and the determination of salary
scales and benefit plans rests solely with the protecting power.
e. The principal officer should make sure that the
Departments views in this matter are clearly understood by all U.S. officials concerned, the representatives of the protecting power, and all local
employees.
7 FAM 1074.2 Former Local
Employees Become Employees of Protecting Power
(CT:CON-138; 05-17-2006)
a. Former local employees, when employed by the
protecting power, are not considered employees of the U.S.
government, even though they may be engaged in work relating to the interests
of the United States.
b. They do not receive credit in the U.S. Civil Service
Retirement System (CSRS) for service with the protecting power, and salaries
paid them while so employed are not subject to U.S. CSRS.
c. The responsible U.S. officer should make clear to
the representatives of the protecting power and request that the protecting power
representative inform any person who is employed by that power that the
Department will discontinue contributions to the U.S. CSRS.
7 FAM 1075 through 1079 Unassigned